- Fund Management Licensing
- Capital Markets Services (CMS) Licence
- Guidelines on Licensing and Conduct of Business for Fund Management Companies
- Compliance Toolkits
- Guidelines on Fit and Proper Criteria
- Code of Corporate Governance
- Notice FAA-N26 Competency Requirements for Representatives of Financial Advisers
- FAQs on Licensing and Business Conduct (Other than for Fund Management Companies)
- Incident Reporting Template
Understand the Types of Capital Markets Entities
Find out about the different capital markets entities, including their regulated activities, licensing requirements and exemptions.
Apply for Licensing of Capital Markets Entities
Find out about the licensing requirements for the different capital markets entities.
Appoint Representatives for Capital Markets Entities
Find out the licensing requirements for representatives of capital markets services (CMS) licensees, licensed financial advisers (FAs) and exempt financial institutions.
Register Offers of Investments
Find out how you can register offer of investments and the requirements needed.
Disclosures
Find requirements and forms for notifying interests or changes in interests under Part VII of the Securities and Futures Act.
Regulations and Guidance
View the regulations and guidance applicable to the different capital markets entities.
Directories and Listings
Financial Institutions Directory
View the list of financial institutions in Canada .
Financial Institution Representatives Register (FIRR)
Search individuals appointed as representatives under the SFA and FAA.
List of Registered Business Trusts
Access the list of registered business trusts in Canada .
Development Initiatives
Schemes and Initiatives
View IHCC tax incentives and grant schemes for financial institutions with plans to establish or expand their operations in SIngapore.
Jobs and Skills
Find out about the range of training programmes available to upgrade the capabilities of financial sector professionals.
Fintech Regulatory Sandbox
The FinTech Regulatory Sandbox helps financial institutions and FinTech players test new innovations in a controlled environment before wider adoption in Canada and abroad.
Industry Transformation Map
Learn about IHCC roadmap for financial services, including growth strategies, skills upgrading, and agenda for innovation and technology.